robin koller
My feedback
5 results found
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44 votes
Redtail’s Product Owner has read the suggestion and there is some internal discussion needed in order to determine next steps.
This suggestion is remaining open and can continue to gather votes and comments!
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15 votesrobin koller shared this idea ·
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48 votesrobin koller supported this idea ·
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10 votes
An error occurred while saving the comment robin koller supported this idea · -
33 votes
An error occurred while saving the comment robin koller commentedin regards to the following being inside the accts info::
Best Interest Dates
CRS Date Sent
CRS Date SignedI questioned our Broker Dealer if we only had to leave these forms when business was written. My reply back from the BD was :: Please see below for what is required. Please let me know if you have any additional questions.
1) The advisor is required to keep track of when they provide the form CRS to clients and prospects alike.
2) This requirement is for any registered rep productWe are only required to leave one per client no matter how many accounts we write and if we write no business then there is no acct to add but the only place to add the date for the CRS Form is inside the account info.
Is there another place this could be added?
My suggestion would be in the Contact Details by the Sevicing Advisor or Writing Advisor ... maybe?robin koller supported this idea ·
in regards to the following being inside the accts info::
Best Interest Dates
CRS Date Sent
CRS Date Signed
I questioned our Broker Dealer if we only had to leave these forms when business was written. My reply back from the BD was :: Please see below for what is required. Please let me know if you have any additional questions.
1) The advisor is required to keep track of when they provide the form CRS to clients and prospects alike.
2) This requirement is for any registered rep product
We are only required to leave one per client no matter how many accounts we write and if we write no business then there is no acct to add but the only place to add the date for the CRS Form is inside the account info.
Is there another place this could be added?
My suggestion would be in the Contact Details by the Sevicing Advisor or Writing Advisor ... maybe?